The investment banking business was strictly supervised, and seven securities companies received fines
Cailian, October 19 (Xinhua) recently, the CSRC website announced 12 information on penalties for violations of investment banking business, which means a strong sense of strict supervision. Among them, there are 9 administrative supervision and 3 self-discipline supervision, involving 7 securities companies and 19 insurance agents or financial advisers. Previously, the CSRC announced 12 investment bank punishment information at one time on August 6. Analysts expect that the supervision of investment banking business of securities companies will be further strengthened in the future. With the normalization of IPO on-site inspection and on-site supervision, regulatory audit puts forward higher requirements for the issuer's financial and internal control standardization and the practice quality of intermediaries.
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