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Jul 16, 2021 11:01 PM (GMT+8) · EqualOcean
According to the China Securities Association on July 16, since the reform of the registration system, the association has listed 257 placing objects that have violated the regulations in the restricted list, which has played a positive role in purifying the market environment. Since the beginning of this year, the association has taken corresponding self-discipline measures against 11 investors with violations. Among them, one fund company subsidiary and one private fund manager were suspended for three months, one private fund manager and one qualified foreign institutional investor were suspended for one month, and seven private fund managers were warned. In the follow-up, the association will continue to adhere to the policy of "building a system, non intervention and zero tolerance", continue to strengthen the regulatory cooperation with the Shanghai and Shenzhen stock exchanges, use scientific and technological means to strengthen the monitoring and analysis of quotation data, increase the inspection of abnormal behaviors of offline investors, and strictly deal with violations in accordance with the regulations.

This text is a result of machine translation.