Industrials, Financials May 19, 2022 10:24 AM (GMT+8) · EqualOcean
Specifically, all securities companies need to submit information such as the name of the issuer involved in the lawsuit, the number of cases, the progress of the case, whether it is judged to bear the responsibility, the responsibility and the responsibility of other intermediaries to China Securities Association. Where the person is judged to be liable, the amount of compensation and the proportion of liability shall be submitted. If other intermediaries involved in the same case are judged to be liable, the name of the institution involved, the amount of compensation and the proportion of liability shall be submitted. Securities companies shall submit the latest judgment results. If the judgment results of the first instance, the second instance and the trial supervision procedures are inconsistent, remarks shall be made.

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